HSBC is Hiring for Many Roles. Any Graduate Candidates can apply for the post.
HSBC job Overview
- Company – HSBC
- Role – Assistant Manager, Operations, Financial Surveillance
- Qualification – Graduate
- Location – Work from Home / Hybrid
- Experience – Fresher or Experienced
JOB DESCRIPTION
Assistant Manager, Operations
The role is within the Settlements Team that manages the Client Trade Processing and Settlement, Regulatory & Client Reporting and various client queries. Maintain excellent rapport with internal teams like Client Services team, Regulatory Reporting team, Compliance team etc. and also external market participants i.e. Stock exchanges/ other custodians/ brokers / registrars and companies
Assistant Manager, Surveillance
The specific role is to safeguard customers and the integrity of financial markets by detecting and deterring market abuse, inappropriate trading and other market conduct risks. In doing so, it will serve to meet HSBC’s regulatory obligations, wider stakeholder expectations, risk appetite and policy requirements.
Roles and Responsibilities:
Assistant Manager, Operations
- The Role requires strong understanding of the Securities markets along with regulatory knowledge of the Securities Market and the relevant risk principles associated with Securities Settlement Transactions.
- Critical role activities involve knowledge on Client Trade Settlements within stringent deadlines on T date, continuous monitoring of Trades, Regulatory Reporting’s, queries & Operational risk, including its identification, assessment & mitigation control.
- Managing services and identifying risk areas within the area of control to meet and beat customer expectations
- Ensure that the activities are done accurately and before the cut offs.
- Anticipating future client requirements and developing the capabilities to meet the same
Assistant Manager, Surveillance
- Review, investigate and escalate alerts generated by the Surveillance system. This system is designed to identify breaches of internal policies surrounding Information Boundaries or individual behavior that may signify potential risk to company and / or its clients’, in particular that of Market Abuse risks.
- Undertaking daily, weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.
- Identify improvements and assist in the on-going development of systems to improve the efficiency of monitoring.
- Assist with the User Acceptance Testing (UAT) of newly developed monitoring tests.
- Production of accurate and in-depth Management Information (MI). Foster a close relationship with the various teams, both onshore and offshore.
Basic Qualifications:
Assistant Manager, Operations
- Education Qualifications : Minimum Graduate
- A minimum of 1-3 years of relevant work experience
- Capital Market knowledge is preferred
Assistant Manager, Surveillance
- Minimum Graduation or as required for the role, whichever is higher
- Strong interpersonal skills and experience of working effectively within a small team.
- Knowledge of financial markets and in particular, financial market regulation and surveillance tool.
- Experience in Trade Surveillance, E Communication Surveillance or Audio Surveillance monitoring / oversight or related environment is preferable.
Apply link
For HSBC Assistant Manager, Operations – CLICK HERE
For HSBC Assistant Manager, Surveillance – CLICK HERE
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